Related Articles
Author: Sarah Spear, JD, LLM
Monday, November 16, 2009
Author: Craig Lemoine, CFP®, & Kirk Okumura
Monday, November 16, 2009
Financial Services Buzz

In this section, you’ll find perspectives on pending legislation and breaking news from some of the industry’s most prominent thought leaders. These messages are designed to help financial advisors stay current in an increasingly complex and fast-moving financial planning business environment.

Effect of Regulatory Reform on Consumers and Advisors

Glenn Stevick, Assistant Professor of Insurance, speaks with correspondent Sheila Houser about the role of lobbying during the Securities and Exchange Commission (SEC) review of broker-dealers and investment advisors and the potential effects regulatory reform will have on consumers and advisors.

Recent Financial Services Buzz Videos
Display Options:
Previous | Next

Peter Escher, leader of the MBA Oath movement, discusses how the MBA Oath can affect the behavior of future business leaders.

Glenn Stevick discusses the potential consequences of regulatory reform and the bill that is up for approval in the Senate.

Dr. Walt Woerheide speaks with the leaders of the distinguished Financial Planning Association.

Fred H. Jonske, President and CEO of the M Financial Group talks about some of the unintended consequences that could occur as a result of financial reform.

The former president of AALU discusses the estate tax, regulatory reform and more hot topics from the floor of AALU’s annual meeting.

Bud Schiff, CLU®, CEO of New York Life Executive Benefits gives his thoughts on the consequences of government regulation in the financial services industry.

Members of The American College faculty offer strategies for financial advisors to overcome volatility in the market and lack of trust from clients and consumers.

Mark Belue, CLU®, of Belue & Associates offers his views on the nation’s financial future and the problem of our debt, as well as the inability of employers to hire due to not knowing the cost.

The final installment of our five part series on why some financial service professionals support and others have concerns about a legislatively mandated fiduciary standard.

Mel Schlesinger, RHU®, REBC®, Vice President, National Association of Health Underwriters, (NAHU) shares his thoughts on the impact healthcare reform could have on agents.